Julian Charles Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOBART CAPITAL MARKETS LLP

    FRN 593186

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2022)
    • [FCA CF] Client dealing (since 24 Nov 2022)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 7 Nov 2022)
    • [FCA CF] Client dealing (1 Jan 2021 to 7 Nov 2022)
    • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
  • Peregrine & Black Limited (no longer approved here)

    FRN 628614

    • CF30 Customer (11 Mar 2015 to 2 Jun 2017)
  • Stratos Markets Limited (no longer approved here)

    FRN 217689

    • CF30 Customer (24 Sep 2012 to 21 Oct 2014)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 21 Oct 2014)
    • CF26 Customer Trading (4 Aug 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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