Edward Towers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peregrine & Black Investment Management Limited
FRN 757727
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 12 Sep 2022)
- [FCA CF] Client dealing (since 22 Jun 2020)
Peregrine & Black Limited
FRN 628614
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Feb 2015 to 8 Dec 2019)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF30 Customer (12 Aug 2010 to 30 Aug 2013)
ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 155241
- CF30 Customer (1 Nov 2007 to 12 Aug 2010)
- CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.