Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Apr 2024)
    • [FCA CF] Client dealing (since 22 Apr 2024)
  • Peregrine & Black Investment Management Limited (no longer approved here)

    FRN 757727

    • [FCA CF] Client dealing (22 May 2023 to 9 Apr 2024)
    • CF30 Customer (11 Feb 2021 to 1 Oct 2022)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 9 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (11 Feb 2020 to 22 May 2023)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 30 Jun 2020)
    • [FCA CF] Client dealing (1 Mar 2020 to 30 Jun 2020)
    • CF30 Customer (11 Oct 2017 to 8 Dec 2019)
  • INTERESTME FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 542680

    • CF30 Customer (27 Mar 2017 to 8 Aug 2017)
    • CF30 Customer (26 Sep 2011 to 22 Dec 2011)
  • Cavendish Brooke Limited (no longer approved here)

    FRN 215726

    • Employed By (25 Sep 2009 to 23 Jun 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (25 Sep 2009 to 23 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.