Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHESTER ROSE FINANCIAL PLANNING LTD
FRN 726620
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Apr 2024)
- [FCA CF] Client dealing (since 22 Apr 2024)
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- [FCA CF] Client dealing (22 May 2023 to 9 Apr 2024)
- CF30 Customer (11 Feb 2021 to 1 Oct 2022)
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 9 Apr 2024)
- Appointed representative dealing with clients for which they require qualification (11 Feb 2020 to 22 May 2023)
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- [FCA CF] Functions requiring qualifications (1 Mar 2020 to 30 Jun 2020)
- [FCA CF] Client dealing (1 Mar 2020 to 30 Jun 2020)
- CF30 Customer (11 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (27 Mar 2017 to 8 Aug 2017)
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- CF30 Customer (26 Sep 2011 to 22 Dec 2011)
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- Employed By (25 Sep 2009 to 23 Jun 2011)
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- CF30 Customer (25 Sep 2009 to 23 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.