Patria Private Equity (Europe) Limited

• Principal Place of Business

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

  Web

  https://www.patria.com/global-private-market-solutions/

• Complaints Contact

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +447880365824

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Campbell David Fleming

  IRN CDF01015

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
• Carolyn Cathleen Raffaeli

  IRN CCR01047

  • [FCA CF] Material risk taker (5 Dec 2023 to 26 Apr 2024)
• Catherine Bradley

  IRN CAB01102

  • [FCA CF] Material risk taker (5 Dec 2023 to 24 Apr 2024)
• Catherine Nash

  IRN CXN00035

  • [FCA CF] Significant management (12 Jun 2020 to 19 Apr 2023)
• Charles Edward Jones

  IRN CEJ01041

  • [FCA CF] Significant management (15 Sep 2020 to 26 Apr 2024)
• Claire Emma Catherine Marshall

  IRN CEM01029

  • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
  • [FCA CF] Manager of certification employee (14 Mar 2022 to 26 Apr 2024)
  • [FCA CF] Significant management (4 Mar 2021 to 26 Apr 2024)
• Claire Kathryn Hainey

  IRN CXH00412

  • [FCA CF] Significant management (23 Aug 2021 to 22 Jan 2023)
• Colin Burrow

  IRN CXB02090

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2022)
  • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
• Craig MacDonald

  IRN CAM01152

  • [FCA CF] Manager of certification employee (9 Aug 2021 to 26 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
  • CF30 Customer (30 Apr 2018 to 8 Dec 2019)
• David Campbell Scott

  IRN DCS01059

  • [FCA CF] Manager of certification employee (16 Aug 2022 to 26 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)

No changes recorded yet.