Charles Edward Jones

• abrdn Alternative Funds Limited

  FRN 143445

  • [FCA CF] Manager of certification employee (since 1 Jan 2024)
  • [FCA CF] Significant management (since 15 Sep 2020)
  • [FCA CF] Material risk taker (8 Mar 2024 to 9 Mar 2024)
• abrdn Fund Managers Limited

  FRN 121803

  • [FCA CF] Manager of certification employee (since 1 Jan 2024)
  • [FCA CF] Significant management (since 15 Sep 2020)
• abrdn Investments Limited

  FRN 121891

  • SMF16 Compliance Oversight (since 21 Oct 2021)
  • [FCA CF] Significant management (15 Sep 2020 to 21 Oct 2021)
• abrdn Investment Management Limited

  FRN 188406

  • SMF16 Compliance Oversight (since 21 Oct 2021)
  • [FCA CF] Significant management (15 Sep 2020 to 21 Oct 2021)
• Patria Capital Partners LLP (no longer approved here)

  FRN 469934

  • [FCA CF] Significant management (15 Sep 2020 to 26 Apr 2024)
• Patria Private Equity (Europe) Limited (no longer approved here)

  FRN 755580

  • [FCA CF] Significant management (15 Sep 2020 to 26 Apr 2024)
• Janus Henderson Investors UK Limited (no longer approved here)

  FRN 121857

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2020)
  • CF10a CASS Oversight function (15 Jan 2014 to 1 Jul 2016)
  • CF10 Compliance Oversight (15 Jan 2014 to 8 Dec 2019)
• Janus Henderson Fund Management UK Limited (no longer approved here)

  FRN 121859

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2020)
  • CF10a CASS Oversight function (5 Mar 2014 to 1 Jul 2016)
  • CF10 Compliance Oversight (15 Jan 2014 to 8 Dec 2019)
• Janus Henderson Investors International Limited (no longer approved here)

  FRN 189998

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2020)
  • CF10 Compliance Oversight (14 Aug 2017 to 8 Dec 2019)
• Nuveen Investment Management International Limited (no longer approved here)

  FRN 141668

  • CF10 Compliance Oversight (15 Jan 2014 to 1 Apr 2014)

No changes recorded yet.