Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Significant management (1 Nov 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2024 to 31 Dec 2024)
    • SMF18 Other Overall Responsibility (19 Mar 2022 to 1 Nov 2024)
    • SMF3 Executive Director (12 Dec 2019 to 6 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2022)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Significant management (1 Nov 2024 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Nov 2024 to 31 Dec 2024)
    • SMF18 Other Overall Responsibility (19 Mar 2022 to 1 Nov 2024)
    • SMF3 Executive Director (12 Dec 2019 to 6 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (6 Dec 2002 to 31 Oct 2007)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Manager of certification employee (1 Jan 2023 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2024)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Manager of certification employee (1 Jan 2023 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2024)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Aug 2021 to 26 Apr 2024)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Manager of certification employee (9 Aug 2021 to 26 Apr 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (30 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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