Oversea-Chinese Banking Corporation Limited

• Principal Place of Business

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530900

  Web

  http://www.ocbc.com

• Complaints Contact

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530947

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Raul Gonzalez

  IRN RXG01244

  • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2021)
  • CF30 Customer (27 Oct 2015 to 6 Mar 2016)
• Richard Anthony Burton

  IRN RAB01376

  • CF11 Money Laundering Reporting (18 Oct 2010 to 17 Mar 2011)
  • CF29 Significant management (22 Mar 2010 to 30 Apr 2013)
• Richard Mark Waite

  IRN RMW01128

  • CF30 Customer (11 Jun 2008 to 29 Jul 2011)
• Robert Woodthorpe Browne

  IRN RAW01196

  • CF1 Director (AR) (since 1 Sep 2025)
  • CF30 Customer (since 1 Sep 2025)
  • CF3 Chief Executive (AR) (since 1 Sep 2025)
• Sachithanand Nair

  IRN SXN01237

  • [FCA CF] Client dealing (24 Sep 2018 to 8 Apr 2019)
• Salima Jivani

  IRN SXJ00508

  • SMF16 Compliance Oversight (since 8 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Aug 2024)
• Samuel Nag Tsien

  IRN SNT01009

  • CF1 Director (22 Mar 2010 to 16 Apr 2012)
• Sarah Asafo-Agyei

  IRN LXA01215

  • CF30 Customer (12 Jun 2013 to 8 Aug 2014)
• Shayaque Uddin

  IRN SXU01140

  • CF30 Customer (1 Dec 2014 to 4 Dec 2015)
• Shien Kwok Lim

  IRN SKL01025

  • CF29 Significant management (22 Mar 2010 to 11 Sep 2014)
  • CF10 Compliance Oversight (11 Jul 2008 to 17 Mar 2011)
  • CF8 Apportionment and Oversight (11 Jul 2008 to 31 Mar 2009)
  • CF3 Chief Executive (11 Jul 2008 to 11 Sep 2014)

• BANK OF SINGAPORE LIMITED, UK BRANCH

  FRN 1038970 · Appointed 1 Sep 2025

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