Shien Kwok Lim

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oversea-Chinese Banking Corporation Limited (no longer approved here)

    FRN 204687

    • CF29 Significant management (22 Mar 2010 to 11 Sep 2014)
    • CF10 Compliance Oversight (11 Jul 2008 to 17 Mar 2011)
    • CF3 Chief Executive (11 Jul 2008 to 11 Sep 2014)
    • CF8 Apportionment and Oversight (11 Jul 2008 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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