Oversea-Chinese Banking Corporation Limited

• Principal Place of Business

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530900

  Web

  http://www.ocbc.com

• Complaints Contact

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530947

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Abhijeet Joshi

  IRN JXA02164

  • CF30 Customer (1 Sep 2025 to 5 Apr 2026)
• Abhineet Rai

  IRN AXR01813

  • CF30 Customer (11 Oct 2010 to 3 Jul 2013)
• Abhishek Das

  IRN AXD70556

  • [FCA CF] Material risk taker (31 Jan 2020 to 31 Jul 2020)
• Adam Stobbs

  IRN AXS02446

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (3 Mar 2014 to 6 Mar 2016)
• Alex Neil Roofe

  IRN AXR00698

  • [FCA CF] Client dealing (since 16 Jan 2023)
• Alfred Joseph Chapinal

  IRN AJC01236

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (20 Jan 2016 to 6 Mar 2016)
• Ambarish Jyotirmay

  IRN AXJ01311

  • CF30 Customer (since 1 Sep 2025)
  • [FCA CF] Client dealing (7 Mar 2016 to 8 Jan 2019)
  • CF30 Customer (13 Dec 2013 to 6 Mar 2016)
• Amir Sattar

  IRN AXS04975

  • CF30 Customer (since 1 Sep 2025)
• Antonio Miguel Salas

  IRN AXS09383

  • [FCA CF] Significant management (5 Jul 2016 to 8 Jan 2019)
• Antonis Stavros Antoniou

  IRN ASA01021

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 8 Aug 2024)
  • SMF16 Compliance Oversight (7 Mar 2016 to 8 Aug 2024)
  • CF11 Money Laundering Reporting (16 Mar 2011 to 6 Mar 2016)
  • CF10 Compliance Oversight (16 Mar 2011 to 6 Mar 2016)

• BANK OF SINGAPORE LIMITED, UK BRANCH

  FRN 1038970 · Appointed 1 Sep 2025

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