Oversea-Chinese Banking Corporation Limited

• Principal Place of Business

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530900

  Web

  http://www.ocbc.com

• Complaints Contact

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530947

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Bhaskar Dua

  IRN BXD00247

  • [FCA CF] Client dealing (12 Feb 2024 to 14 Nov 2025)
• Chiaw Chay Chua

  IRN CXC00692

  • SMF22 Other Local Responsibility (since 3 Aug 2023)
• Chloe Beatrix Compton

  IRN CBC01034

  • CF30 Customer (11 Mar 2011 to 27 Jul 2012)
• Christopher Douglas Blake

  IRN CDB01061

  • CF11 Money Laundering Reporting (22 Mar 2010 to 18 Sep 2010)
  • CF10 Compliance Oversight (22 Mar 2010 to 18 Sep 2010)
• Chung Haan Ng

  IRN CHN01012

  • CF30 Customer (30 Sep 2008 to 19 Feb 2010)
• Daniel Lim

  IRN DXL01796

  • SMF22 Other Local Responsibility (9 Jan 2017 to 1 Jan 2020)
• David Mayowa Toluwalope Faola

  IRN DXF20043

  • [FCA CF] Client dealing (1 Sep 2022 to 7 Mar 2025)
• Deven Kumar Thacker

  IRN DKT01012

  • [FCA CF] Client dealing (7 Mar 2016 to 15 Jan 2019)
  • CF30 Customer (7 Jan 2014 to 6 Mar 2016)
• Divya Singh Chhibber

  IRN DSW01108

  • CF30 Customer (25 May 2011 to 31 Jan 2014)
• Enrico Darmanto Pitono

  IRN EDP01014

  • CF30 Customer (12 Apr 2010 to 20 Jan 2014)

• BANK OF SINGAPORE LIMITED, UK BRANCH

  FRN 1038970 · Appointed 1 Sep 2025

No changes recorded yet.