Deven Kumar Thacker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Oct 2024)
  • Oversea-Chinese Banking Corporation Limited (no longer approved here)

    FRN 204687

    • [FCA CF] Client dealing (7 Mar 2016 to 15 Jan 2019)
    • CF30 Customer (7 Jan 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF22 Investment Adviser (Trainee) (13 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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