Alfred Joseph Chapinal

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oversea-Chinese Banking Corporation Limited
FRN 204687
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (20 Jan 2016 to 6 Mar 2016)
ICBC (London) plc (no longer approved here)
FRN 222030
- CF30 Customer (5 Oct 2015 to 12 Dec 2015)
Industrial and Commercial Bank of China Limited (no longer approved here)
FRN 629629
- CF30 Customer (5 Oct 2015 to 12 Dec 2015)
Banco Bilbao Vizcaya Argentaria SA (no longer approved here)
FRN 139228
- CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.