ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Alan David Gemes

  IRN ADG01140

  • SMF12 Chair of the Remuneration Committee (since 30 Nov 2023)
  • SMF10 Chair of the Risk Committee (since 6 Sep 2018)
• Alexandre Zavodov

  IRN AXZ00073

  • [FCA CF] Significant management (8 Nov 2021 to 10 May 2023)
  • [FCA CF] Material risk taker (8 Nov 2021 to 10 May 2023)
• Alfred Joseph Chapinal

  IRN AJC01236

  • CF30 Customer (5 Oct 2015 to 12 Dec 2015)
• Anthony Evan Berriman

  IRN AEB01096

  • CF15 Internal Audit (28 Jun 2006 to 30 Jun 2007)
• Ashraf Uddin Siddiqui

  IRN AUS01013

  • CF30 Customer (19 Jan 2015 to 6 Mar 2016)
• Asim Saeed Siddiqui

  IRN ASS01097

  • SMF16 Compliance Oversight (since 7 Mar 2016)
  • CF10 Compliance Oversight (17 Feb 2014 to 6 Mar 2016)
• Aude Patricia Sauty De Chalon

  IRN APS01209

  • CF30 Customer (18 Jul 2014 to 6 Mar 2016)
• Banu Cartmell

  IRN BXC00260

  • [FCA CF] Material risk taker (since 22 Jul 2024)
• Benny Zachariah

  IRN BVZ01000

  • CF30 Customer (30 Apr 2013 to 6 Mar 2016)
• Bo Jiang

  IRN BXJ01199

  • CF30 Customer (18 Nov 2011 to 14 Dec 2014)
  • CF1 Director (11 Oct 2011 to 14 Dec 2014)

No changes recorded yet.