Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandre Zavodov

  IRN AXZ00073

  • [FCA CF] Significant management (8 Nov 2021 to 10 May 2023)
  • [FCA CF] Material risk taker (8 Nov 2021 to 10 May 2023)
• Alfred Joseph Chapinal

  IRN AJC01236

  • CF30 Customer (5 Oct 2015 to 12 Dec 2015)
• Ashraf Uddin Siddiqui

  IRN AUS01013

  • CF30 Customer (19 Jan 2015 to 6 Mar 2016)
• Asim Saeed Siddiqui

  IRN ASS01097

  • SMF16 Compliance Oversight (since 7 Mar 2016)
  • CF10 Compliance Oversight (8 Sep 2014 to 6 Mar 2016)
• Aude Patricia Sauty De Chalon

  IRN APS01209

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Banu Cartmell

  IRN BXC00260

  • [FCA CF] Material risk taker (since 22 Jul 2024)
• Benny Zachariah

  IRN BVZ01000

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Bo Jiang

  IRN BXJ01199

  • CF30 Customer (8 Sep 2014 to 14 Dec 2014)
• Chang Shu

  IRN CXS65626

  • [FCA CF] Client dealing (28 May 2018 to 7 May 2021)
• Chengtai Du

  IRN CXD00106

  • [FCA CF] Significant management (since 28 Dec 2020)
  • [FCA CF] Material risk taker (since 28 Dec 2020)

No changes recorded yet.