Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chengyuan Qian

  IRN CXQ01016

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Chenhu Liu

  IRN CXL65621

  • [FCA CF] Significant management (7 Mar 2016 to 26 Jan 2024)
  • [FCA CF] Material risk taker (7 Mar 2016 to 26 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 26 Jan 2024)
• Ching Ching Tay

  IRN CCT01052

  • CF30 Customer (8 Sep 2014 to 1 Jan 2015)
• Christopher Douglas Blake

  IRN CDB01061

  • CF11 Money Laundering Reporting (18 Mar 2015 to 18 Jul 2015)
• Cipeng Chai

  IRN CXC01933

  • CF30 Customer (8 Sep 2014 to 13 Dec 2014)
• Cong Chen

  IRN CXC00931

  • [FCA CF] Material risk taker (since 29 Apr 2025)
  • [FCA CF] Significant management (since 29 Apr 2025)
• Crystal Wang Silva

  IRN CWS01060

  • CF30 Customer (18 Mar 2015 to 6 Mar 2016)
• Darren Elliott

  IRN DXE01075

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Delei Li

  IRN DXL00114

  • [FCA CF] Significant management (28 Dec 2020 to 8 Sep 2022)
  • [FCA CF] Material risk taker (28 Dec 2020 to 8 Sep 2022)
• Deying Kong

  IRN DXK01555

  • [FCA CF] Client dealing (since 6 Jun 2022)

No changes recorded yet.