Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dong Han

  IRN DXH00499

  • [FCA CF] Material risk taker (since 20 Dec 2021)
  • [FCA CF] Significant management (since 20 Dec 2021)
• Dong Xu

  IRN DXX00007

  • [FCA CF] Significant management (since 15 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2025)
  • [FCA CF] Client dealing (since 15 Dec 2025)
  • [FCA CF] Manager of certification employee (since 15 Dec 2025)
  • [FCA CF] Material risk taker (since 15 Dec 2025)
• Elena Faik

  IRN EXF23614

  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2020 to 21 Jul 2023)
• Eric Pierre Guegan

  IRN EPG01017

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Feb 2018 to 9 Oct 2019)
• Fang Hu

  IRN FXH00118

  • SMF19 Head of Overseas Branch/Head of Overseas (since 12 Apr 2023)
• Feifei Fan

  IRN FXF00063

  • [FCA CF] Material risk taker (since 1 Jul 2023)
  • [FCA CF] Significant management (since 1 Jul 2023)
• Graeme Michael Wolvaardt

  IRN GMW01074

  • [FCA CF] Material risk taker (27 Apr 2021 to 20 Dec 2021)
  • [FCA CF] Significant management (27 Apr 2021 to 20 Dec 2021)
• Graeme Tosen

  IRN GXT01588

  • SMF2 Chief Finance (since 11 Dec 2017)
• Gregg Michael Lynch

  IRN GML01078

  • [FCA CF] Client dealing (since 15 Aug 2022)
• Haifeng Liu

  IRN HXL01258

  • [FCA CF] Client dealing (7 Mar 2016 to 28 Nov 2022)
  • CF30 Customer (29 Dec 2015 to 6 Mar 2016)

No changes recorded yet.