Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

  Show 1 limitation Hide limitations

  • · Wholesale business only

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Han Du

  IRN HXD00081

  • [FCA CF] Client dealing (since 24 May 2021)
• Heng Zhu

  IRN HXZ65622

  • [PRA CF] Significant risk taker or Material risk taker (3 Jan 2017 to 12 Dec 2025)
  • [FCA CF] Client dealing (3 Jan 2017 to 12 Dec 2025)
  • [FCA CF] Manager of certification employee (3 Jan 2017 to 12 Dec 2025)
  • [FCA CF] Material risk taker (3 Jan 2017 to 12 Dec 2025)
  • [FCA CF] Significant management (3 Jan 2017 to 12 Dec 2025)
• Hui Cui

  IRN HXC00240

  • SMF4 Chief Risk (since 10 Jul 2025)
  • [FCA CF] Significant management (since 27 Feb 2023)
• Hui Lu

  IRN HXL00226

  • [FCA CF] Material risk taker (26 Feb 2025 to 31 Mar 2026)
  • [FCA CF] Significant management (26 Feb 2025 to 31 Mar 2026)
• Iqbal Mohammad Nasim

  IRN IMN01013

  • CF30 Customer (25 Sep 2014 to 6 Mar 2016)
• JIANJUN LIU

  IRN JXL00648

  • [FCA CF] Significant management (since 6 Jul 2023)
• James Silcock

  IRN JXS02150

  • [FCA CF] Client dealing (since 6 Jun 2016)
• Jia Li

  IRN JXL02158

  • [FCA CF] Material risk taker (1 Jan 2023 to 14 Sep 2024)
  • [FCA CF] Significant management (1 Jan 2023 to 14 Sep 2024)
• Jianbin Zou

  IRN JXZ00025

  • [FCA CF] Material risk taker (28 Apr 2021 to 25 Sep 2022)
  • [FCA CF] Significant management (28 Apr 2021 to 25 Sep 2022)
• Jiejun Zhou

  IRN JXZ01143

  • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2022)
  • CF30 Customer (30 Oct 2015 to 6 Mar 2016)

No changes recorded yet.