Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC (London) plc (no longer approved here)

    FRN 222030

    • [FCA CF] Client dealing (3 Jan 2017 to 12 Dec 2025)
    • [FCA CF] Manager of certification employee (3 Jan 2017 to 12 Dec 2025)
    • [FCA CF] Material risk taker (3 Jan 2017 to 12 Dec 2025)
    • [FCA CF] Significant management (3 Jan 2017 to 12 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jan 2017 to 12 Dec 2025)
  • Industrial and Commercial Bank of China Limited (no longer approved here)

    FRN 629629

    • [FCA CF] Client dealing (3 Jan 2017 to 12 Dec 2025)
    • [FCA CF] Manager of certification employee (3 Jan 2017 to 12 Dec 2025)
    • [FCA CF] Material risk taker (3 Jan 2017 to 12 Dec 2025)
    • [FCA CF] Significant management (3 Jan 2017 to 12 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jan 2017 to 12 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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