Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jin Chen

  IRN JXC02623

  • SMF1 Chief Executive (7 Mar 2016 to 9 Nov 2016)
  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 9 Nov 2016)
  • CF3 Chief Executive (8 Sep 2014 to 6 Mar 2016)
• Jin Liu

  IRN JXL65627

  • [FCA CF] Client dealing (3 Apr 2017 to 28 Mar 2020)
• Jinjie He

  IRN JXH00623

  • [FCA CF] Client dealing (since 27 Apr 2021)
• John Edward Starling

  IRN JES01075

  • [FCA CF] Significant management (since 26 Feb 2025)
  • [FCA CF] Material risk taker (since 26 Feb 2025)
• Jonathan Andrew Stebbins

  IRN JXS01397

  • [FCA CF] Manager of certification employee (13 Apr 2022 to 30 Dec 2022)
  • [FCA CF] Client dealing (3 Jul 2017 to 30 Dec 2022)
• Jonathan Francis Kestell

  IRN JXK01789

  • CF11 Money Laundering Reporting (8 Sep 2014 to 3 Jan 2015)
• Jothann John Durnall

  IRN JJD01085

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Julian Belcher

  IRN JXB00215

  • [FCA CF] Material risk taker (28 Mar 2023 to 22 Jul 2024)
  • [FCA CF] Significant management (28 Mar 2023 to 22 Jul 2024)
• Julian Richard Madgett

  IRN JRM01297

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Juxiang Ni

  IRN JXN00228

  • [FCA CF] Material risk taker (since 8 Sep 2022)

No changes recorded yet.