Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kanwal Sophal

  IRN KXS00132

  • [FCA CF] Material risk taker (28 Dec 2020 to 26 Nov 2024)
  • [FCA CF] Significant management (28 Dec 2020 to 26 Nov 2024)
• Ke Zhang

  IRN KXZ01057

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Kevin Harrington

  IRN KXH00380

  • [FCA CF] Material risk taker (28 Mar 2023 to 22 Jul 2024)
  • [FCA CF] Significant management (28 Mar 2023 to 22 Jul 2024)
• Kevin Walsh

  IRN KXW01309

  • CF30 Customer (8 Sep 2014 to 10 Jun 2015)
• Lan Yao

  IRN LXY65629

  • [FCA CF] Client dealing (since 11 Aug 2021)
  • [FCA CF] Client dealing (8 May 2018 to 30 Sep 2020)
• Li Chuan Tan

  IRN LXT00310

  • [FCA CF] Material risk taker (since 22 Jul 2024)
• Liang Gao

  IRN LXG00280

  • [FCA CF] Client dealing (since 1 Mar 2023)
• Lynton Wesley John Humphries

  IRN LWH01011

  • [FCA CF] Client dealing (7 Mar 2016 to 27 Apr 2022)
  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Man Lai Tsang

  IRN MXT00560

  • [FCA CF] Client dealing (since 11 Dec 2023)
• Mark Darren Waters

  IRN MDW01147

  • [FCA CF] Material risk taker (13 Apr 2022 to 2 Sep 2024)
  • [FCA CF] Client dealing (28 Dec 2020 to 13 Apr 2022)
  • [FCA CF] Significant management (28 Dec 2020 to 2 Sep 2024)

No changes recorded yet.