Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC (London) plc (no longer approved here)

    FRN 222030

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Apr 2022)
    • CF30 Customer (17 Jun 2014 to 6 Mar 2016)
  • Industrial and Commercial Bank of China Limited (no longer approved here)

    FRN 629629

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Apr 2022)
    • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
  • Bayerische Landesbank (no longer approved here)

    FRN 124916

    • CF30 Customer (1 Nov 2007 to 14 Jun 2013)
    • CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.