Kevin Walsh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Abu Dhabi Bank P.J.S.C. (no longer approved here)
FRN 204680
- [FCA CF] Client dealing (21 Apr 2020 to 27 Sep 2023)
DBS Bank Limited (no longer approved here)
FRN 204650
- CF30 Customer (7 Jul 2015 to 6 Mar 2016)
Industrial and Commercial Bank of China Limited (no longer approved here)
FRN 629629
- CF30 Customer (8 Sep 2014 to 10 Jun 2015)
ICBC (London) plc (no longer approved here)
FRN 222030
- CF30 Customer (3 Jul 2014 to 10 Jun 2015)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF22 Investment Adviser (Trainee) (22 Feb 2005 to 16 Jul 2007)
- CF26 Customer Trading (22 Feb 2005 to 16 Jul 2007)
Northern Bank Limited (no longer approved here)
FRN 122261
- CF22 Investment Adviser (Trainee) (22 Feb 2005 to 28 Feb 2005)
- CF26 Customer Trading (22 Feb 2005 to 28 Feb 2005)
National Australia Bank Limited (no longer approved here)
FRN 141309
- CF22 Investment Adviser (Trainee) (22 Feb 2005 to 16 Jul 2007)
- CF26 Customer Trading (22 Feb 2005 to 16 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.