First Abu Dhabi Bank P.J.S.C.

• Principal Place of Business

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

  Web

  https://www.bankfab.com/en-gb/regulatory

• Complaints Contact

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · The firm, in carrying out this regulated activity in relation to contractually based investments with retail (investment) customers is limited to entering into transactions in a manner which if the firm was an unauthorised person would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Aasim Saeed Ahmed

  IRN ASA01182

  • SMF4 Chief Risk (30 May 2023 to 8 May 2024)
  • SMF22 Other Local Responsibility (30 May 2023 to 30 May 2023)
  • [FCA CF] Manager of certification employee (4 Mar 2021 to 8 May 2024)
  • [FCA CF] Significant management (4 Mar 2021 to 8 May 2024)
  • [FCA CF] Material risk taker (4 Mar 2021 to 8 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Nov 2018 to 18 May 2020)
• Adrian Phillip Burbanks

  IRN APB01180

  • SMF4 Chief Risk (7 Mar 2016 to 31 Mar 2017)
  • CF28 Systems and controls (5 Sep 2014 to 6 Mar 2016)
• Alan Myles Desira

  IRN AMD01067

  • CF30 Customer (24 Dec 2012 to 20 Apr 2015)
• Alan Patrick Grey

  IRN APG01109

  • CF30 Customer (2 Sep 2014 to 23 Apr 2015)
• Alexander Vincent Thursby

  IRN AXT01411

  • CF3 Chief Executive (28 Nov 2013 to 24 Nov 2015)
• Alexis Roussel

  IRN AXR01300

  • [FCA CF] Client dealing (since 24 Jul 2025)
• Anna Frances Grace O'Shaughnessy

  IRN AFT01038

  • SMF16 Compliance Oversight (17 Oct 2016 to 20 Dec 2016)
• Anton Ra'Ouf Aziz

  IRN ARA01084

  • SMF16 Compliance Oversight (since 24 May 2024)
• Aslihan Hodges

  IRN AXH43659

  • [FCA CF] Material risk taker (since 26 Jan 2024)
  • [FCA CF] Significant management (since 12 Jul 2023)
• Chaitanya Deshpande

  IRN CXD01881

  • SMF22 Other Local Responsibility (12 May 2016 to 18 Nov 2017)

No changes recorded yet.