Anton Ra'Ouf Aziz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Abu Dhabi Bank P.J.S.C.
FRN 204680
- SMF16 Compliance Oversight (since 24 May 2024)
Daiwa Capital Markets Europe Limited (no longer approved here)
FRN 124490
- SMF16 Compliance Oversight (8 Mar 2023 to 13 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Mar 2023 to 13 Nov 2023)
- SMF4 Chief Risk (8 Mar 2023 to 13 Nov 2023)
Westpac Banking Corporation (no longer approved here)
FRN 124586
- SMF16 Compliance Oversight (7 Mar 2016 to 8 Jul 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 11 Aug 2017)
- CF10 Compliance Oversight (25 May 2010 to 6 Mar 2016)
- CF11 Money Laundering Reporting (25 May 2010 to 6 Mar 2016)
Vantage Infrastructure (UK) Limited (no longer approved here)
FRN 459816
- CF11 Money Laundering Reporting (4 Aug 2011 to 27 May 2015)
- CF10 Compliance Oversight (4 Aug 2011 to 27 May 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.