Westpac Banking Corporation

• Principal Place of Business

  Westpac Banking Corporation

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402076217000

• Complaints Contact

  Westpac Banking Corporation

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402076217000

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting wholesale customer deposits.

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANDREW AKERMAN

  IRN AXA33344

  • [FCA CF] Proprietary trader (since 1 Dec 2022)
  • [FCA CF] Significant management (8 Nov 2021 to 30 Nov 2022)
  • [FCA CF] Client dealing (1 Mar 2017 to 8 Nov 2021)
  • [FCA CF] Proprietary trader (1 Mar 2017 to 8 Nov 2021)
• ANDREW Martin

  IRN AFM01089

  • SMF19 Head of Overseas Branch/Head of Overseas (since 4 Jan 2024)
  • SMF22 Other Local Responsibility (26 May 2021 to 4 Jan 2024)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2023)
  • [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2023)
  • CF30 Customer (4 Aug 2014 to 6 Mar 2016)
• ANDREW VINEY

  IRN ASV01012

  • [FCA CF] Manager of certification employee (since 1 Feb 2020)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (18 Mar 2009 to 6 Mar 2016)
• ANGELIKA NOLL

  IRN AEN00007

  • [FCA CF] Client dealing (since 29 Apr 2016)
• ANGUS GALLETLEY

  IRN AJG01159

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (27 Apr 2011 to 6 Mar 2016)
• ASHLEY GLEN SALLAWAY

  IRN AGS01160

  • CF30 Customer (21 Mar 2011 to 7 Dec 2011)
• Aaron Jackson

  IRN AXJ00627

  • [FCA CF] Proprietary trader (since 28 Nov 2025)
• Adam Ross Myers

  IRN ARM01173

  • CF21 Investment Adviser (5 Aug 2002 to 5 Mar 2004)
• Adam Smith

  IRN AXS04427

  • SMF24 Chief Operations (since 9 Aug 2022)
  • SMF22 Other Local Responsibility (12 May 2016 to 4 Jul 2016)
  • [FCA CF] Algorithmic trading (7 Mar 2016 to 20 Mar 2023)
• Adam Wadler

  IRN AXW02001

  • CF30 Customer (13 Jan 2014 to 6 Mar 2016)

No changes recorded yet.