Date authorised
1 April 2013
Companies House
FC009142
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Berkeley Square
    London
    W1J 6EQ
    UNITED KINGDOM
    Phone
    +4402073933600
  • Complaints Contact

    20 Berkeley Square
    London
    W1J 6EQ
    UNITED KINGDOM
    Phone
    +4402073933600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · The firm, in carrying out this regulated activity in relation to contractually based investments with retail (investment) customers is limited to entering into transactions in a manner which if the firm was an unauthorised person would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Ballard

    IRN CXB01082

    • [FCA CF] Client dealing (since 25 Jun 2025)
  • Claire Cripps

    IRN CLC01032

    • CF30 Customer (29 Sep 2014 to 6 Mar 2016)
  • Colin Alexander Simpson

    IRN CAS01176

    • SMF24 Chief Operations (since 11 Aug 2023)
  • David Martin Arnold

    IRN DXA19948

    • SMF4 Chief Risk (9 Jan 2025 to 6 Mar 2026)
  • Dickon Wingfield Stratford Johnstone

    IRN DWJ01045

    • SMF19 Head of Overseas Branch/Head of Overseas (12 Dec 2017 to 3 Oct 2018)
    • SMF22 Other Local Responsibility (3 Jun 2016 to 19 Oct 2018)
  • Drone Chowdry

    IRN DXC02559

    • SMF22 Other Local Responsibility (14 Oct 2016 to 1 Jul 2020)
  • Edward Allen

    IRN EJA01049

    • SMF22 Other Local Responsibility (since 30 Sep 2025)
  • Farid Youssef Barakat

    IRN FXB01073

    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 20 Oct 2017)
    • CF3 Chief Executive (20 Jan 2003 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (20 Jan 2003 to 31 Mar 2009)
  • Gihan Hatab

    IRN GXH00275

    • [FCA CF] Functions requiring qualifications (1 Sep 2023 to 2 Apr 2024)
  • Gurjit Singh Purewal

    IRN GSP01029

    • SMF16 Compliance Oversight (7 Mar 2016 to 15 Jul 2016)
    • CF10 Compliance Oversight (10 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.