First Abu Dhabi Bank P.J.S.C.

• Principal Place of Business

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

  Web

  https://www.bankfab.com/en-gb/regulatory

• Complaints Contact

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · The firm, in carrying out this regulated activity in relation to contractually based investments with retail (investment) customers is limited to entering into transactions in a manner which if the firm was an unauthorised person would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Iain Ross

  IRN IXR00101

  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Apr 2024 to 7 Apr 2025)
  • SMF16 Compliance Oversight (15 Feb 2024 to 24 May 2024)
• Ian Dudley Futter

  IRN IDF01020

  • [FCA CF] Client dealing (7 Mar 2016 to 31 Jul 2019)
  • CF30 Customer (16 Feb 2015 to 6 Mar 2016)
• Ian William White

  IRN IWW01019

  • CF10 Compliance Oversight (7 Apr 2010 to 12 Nov 2014)
  • CF11 Money Laundering Reporting (7 Apr 2010 to 12 Nov 2014)
• Ioana Bozan

  IRN ICB01058

  • SMF22 Other Local Responsibility (7 Mar 2025 to 20 Jun 2025)
• Jennifer Ann Horsfield

  IRN JAH01340

  • SMF16 Compliance Oversight (13 Oct 2017 to 4 Dec 2018)
• Jihad Salah-Eddine Belhabib

  IRN JSB01232

  • [FCA CF] Client dealing (7 Mar 2016 to 21 Apr 2017)
  • CF30 Customer (31 Mar 2014 to 6 Mar 2016)
• John Alfred Urban

  IRN JAU01021

  • CF30 Customer (28 Feb 2014 to 17 Apr 2015)
• John Richard Collens

  IRN JRC01209

  • [FCA CF] Material risk taker (4 Mar 2021 to 22 Jun 2022)
  • [FCA CF] Significant management (7 Mar 2020 to 22 Jun 2022)
  • SMF22 Other Local Responsibility (21 May 2018 to 27 Feb 2020)
  • CF30 Customer (14 Jan 2013 to 15 May 2014)
• Julie James

  IRN JXJ01603

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Oct 2021 to 3 Aug 2022)
• Kamel Abou-Ezzeddine

  IRN KXA01086

  • [FCA CF] Client dealing (16 Oct 2020 to 2 Aug 2022)

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