First Abu Dhabi Bank P.J.S.C.

• Principal Place of Business

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

  Web

  https://www.bankfab.com/en-gb/regulatory

• Complaints Contact

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · The firm, in carrying out this regulated activity in relation to contractually based investments with retail (investment) customers is limited to entering into transactions in a manner which if the firm was an unauthorised person would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Karen Boecker

  IRN KAB01091

  • [FCA CF] Significant management (7 Mar 2020 to 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (7 Mar 2020 to 31 Jan 2021)
  • [FCA CF] Manager of certification employee (7 Mar 2020 to 31 Jan 2021)
• Katharine Elizabeth Domanski

  IRN KEC01012

  • SMF16 Compliance Oversight (18 May 2021 to 1 Sep 2023)
  • [FCA CF] Material risk taker (4 Mar 2021 to 18 May 2021)
• Kevin Walsh

  IRN KXW01309

  • [FCA CF] Client dealing (21 Apr 2020 to 27 Sep 2023)
• Laetitia Evelyne Morras-Mangado

  IRN LEM01040

  • CF30 Customer (22 Jan 2014 to 15 Jan 2015)
• Leanard Phillip

  IRN LXP01434

  • CF11 Money Laundering Reporting (27 Feb 2015 to 22 Dec 2015)
• Lee Richard Allsworth-Sims

  IRN LRS01022

  • SMF22 Other Local Responsibility (30 Jun 2022 to 11 Dec 2024)
  • [FCA CF] Material risk taker (4 Mar 2021 to 11 Dec 2024)
  • [FCA CF] Significant management (21 Apr 2020 to 11 Dec 2024)
  • [FCA CF] Manager of certification employee (21 Apr 2020 to 11 Dec 2024)
  • [FCA CF] Client dealing (21 Apr 2020 to 11 Dec 2024)
  • [FCA CF] Proprietary trader (21 Apr 2020 to 11 Dec 2024)
• Marie Bernadette Jones

  IRN MXJ38386

  • SMF22 Other Local Responsibility (8 Jul 2021 to 31 May 2023)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2019 to 31 May 2022)
• Mark Andrew Wizbek

  IRN MAW01156

  • [FCA CF] Functions requiring qualifications (7 Mar 2020 to 31 Jul 2023)
• Mark David Newman

  IRN MDN01040

  • SMF2 Chief Finance (since 7 Mar 2016)
  • CF28 Systems and controls (23 Jul 2015 to 6 Mar 2016)
• Maryam Sayyah Gilani

  IRN MXS00657

  • SMF22 Other Local Responsibility (5 Mar 2026 to 27 Mar 2026)

No changes recorded yet.