Karen Boecker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Abu Dhabi Bank P.J.S.C. (no longer approved here)

    FRN 204680

    • [FCA CF] Functions requiring qualifications (7 Mar 2020 to 31 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 31 Jan 2021)
    • [FCA CF] Significant management (7 Mar 2020 to 31 Jan 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 25 Apr 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Apr 2016)
    • CF30 Customer (4 Sep 2013 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (4 Dec 2014 to 7 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

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