First Abu Dhabi Bank P.J.S.C.

• Principal Place of Business

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

  Web

  https://www.bankfab.com/en-gb/regulatory

• Complaints Contact

  20 Berkeley Square

  London

  W1J 6EQ

  UNITED KINGDOM

  Phone

  +4402073933600

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · The firm, in carrying out this regulated activity in relation to contractually based investments with retail (investment) customers is limited to entering into transactions in a manner which if the firm was an unauthorised person would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Michael Hardwick (O.B.E) Tomalin

  IRN MHT01020

  • CF3 Chief Executive (1 Dec 2001 to 2 Jul 2013)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2003)
• Nicholas Paul Fisher

  IRN NPF01035

  • [FCA CF] Material risk taker (since 31 May 2022)
  • [FCA CF] Significant management (since 7 Mar 2020)
  • [FCA CF] Manager of certification employee (since 7 Mar 2018)
  • [FCA CF] Proprietary trader (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
• Nigel John Richards

  IRN NJR01132

  • CF29 Significant management (9 Dec 2015 to 6 Mar 2016)
  • CF30 Customer (28 Jul 2014 to 23 Apr 2015)
• Nikolaos Kouros

  IRN NXK00173

  • SMF24 Chief Operations (20 Sep 2022 to 1 Jun 2023)
• Paul Anthony Hartwell

  IRN PAH01187

  • SMF19 Head of Overseas Branch/Head of Overseas (2 Oct 2018 to 31 Mar 2022)
• Paul William Voce

  IRN PWV01005

  • [FCA CF] Material risk taker (31 May 2022 to 23 Aug 2022)
  • [FCA CF] Significant management (7 Mar 2020 to 23 Aug 2022)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 23 Aug 2022)
  • [FCA CF] Client dealing (7 Mar 2016 to 23 Aug 2022)
• Praveeta Alicia Persand

  IRN PXP38388

  • [FCA CF] Significant management (7 Mar 2020 to 1 May 2020)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2019 to 6 Mar 2020)
• Qamber Al Mulla

  IRN QXA01009

  • CF29 Significant management (16 Aug 2010 to 25 Nov 2015)
• Rafi Syed Ahmed

  IRN RSA01034

  • CF30 Customer (2 Sep 2013 to 31 Jan 2014)
• Rahul Anand

  IRN RXA01173

  • CF10 Compliance Oversight (17 Oct 2005 to 26 Apr 2010)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Apr 2010)

No changes recorded yet.