Lee Richard Allsworth-Sims

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Abu Dhabi Bank P.J.S.C. (no longer approved here)

    FRN 204680

    • SMF22 Other Local Responsibility (30 Jun 2022 to 11 Dec 2024)
    • [FCA CF] Material risk taker (4 Mar 2021 to 11 Dec 2024)
    • [FCA CF] Proprietary trader (21 Apr 2020 to 11 Dec 2024)
    • [FCA CF] Significant management (21 Apr 2020 to 11 Dec 2024)
    • [FCA CF] Client dealing (21 Apr 2020 to 11 Dec 2024)
    • [FCA CF] Manager of certification employee (21 Apr 2020 to 11 Dec 2024)
  • Emirates NBD Bank (P.J.S.C) (no longer approved here)

    FRN 514680

    • CF30 Customer (2 Mar 2012 to 16 Mar 2015)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (29 Jul 2011 to 30 Nov 2011)
  • Gatehouse Bank Plc (no longer approved here)

    FRN 475346

    • CF30 Customer (21 Apr 2008 to 13 Jun 2011)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 15 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.