Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2026)
    • [FCA CF] Client dealing (since 8 Apr 2026)
    • [FCA CF] Material risk taker (18 Sep 2023 to 10 Sep 2024)
    • [FCA CF] Functions requiring qualifications (18 Sep 2023 to 18 Mar 2026)
    • [FCA CF] Client dealing (18 Sep 2023 to 18 Mar 2026)
  • First Abu Dhabi Bank P.J.S.C. (no longer approved here)

    FRN 204680

    • [FCA CF] Functions requiring qualifications (7 Mar 2020 to 31 Jul 2023)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (27 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.