Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KUWAIT FINANCE HOUSE PLC
FRN 131818
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 8 Apr 2026)
- [FCA CF] Client dealing (since 8 Apr 2026)
- [FCA CF] Material risk taker (18 Sep 2023 to 10 Sep 2024)
- [FCA CF] Functions requiring qualifications (18 Sep 2023 to 18 Mar 2026)
- [FCA CF] Client dealing (18 Sep 2023 to 18 Mar 2026)
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- [FCA CF] Functions requiring qualifications (7 Mar 2020 to 31 Jul 2023)
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- CF30 Customer (27 Aug 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.