KUWAIT FINANCE HOUSE PLC

• Principal Place of Business

  Kuwait Finance House PLC

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +4402074876500

  Web

  https://www.uk.kfh.com

• Complaints Contact

  KUWAIT FINANCE HOUSE PLC

  35 Portman Square

  London

  W1H 6LR

  UNITED KINGDOM

  Phone

  +442074876351

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Islamic Mortgage Admin

  For Customer, Home purchase plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Islamic Mortgage Advice

  For Customer, Home purchase plans

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "life policy" and "funeral plan contract".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to advisory-only activities for the investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share" and "unit".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investment "unit".

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Islamic Mortgage Arranging

  For Customer, Home purchase plans

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 8 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "life policy" and "funeral plan contract".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme share exchange operations and in carrying on such activities to the speficied investments "unit" and "stakeholder pension scheme".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share" and "unit".
  • · Limited to dealing-only activities and in carrying on such activities to the specified investments "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investment "unit".
  • · Limited to unregulated collective investment scheme operations and in carrying on such activities to the specified investments "unit" and "share" and to the customer type "professional client".

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "life policy" and "funeral plan contract".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share" and "unit".
  • · Limited to stocklending activities and in carrying on such activities to the investment types "share", "unit", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme operations and in carrying on such activities to the specified investments "unit" and "share" and to the customer type "professional client".

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment activities box management operations.

• Islamic Mortgage Provider

  For Customer, Home purchase plans

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 7 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme operations and in carrying on such activities to the specified investments "unit" and "share" and to the customer type "professional client".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified investment types "share", "unit", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share" and "unit".
  • · Limited to transaction-only activities for the investment types "units", "stakeholder pension scheme", "life policy" and "funeral plan contract".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investment "unit".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed other than, "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ADNAN ABDULMOHSEN AL-MARZOUQ

  IRN AAA01301

  • CF2 Non Executive Director (11 Aug 2014 to 6 Mar 2016)
• Aaron David Vander

  IRN AXV00060

  • 21. Advising or arranging (bringing about) equity release transactions
  • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 11 Dec 2019)
  • [FCA CF] Material risk taker (5 Feb 2024 to 10 Sep 2024)
• Adel Mohamed Abdel Shafe El-Labban

  IRN AME01011

  • CF1 Director (4 Jun 2003 to 31 Dec 2007)
  • CF2 Non Executive Director (1 Dec 2001 to 1 Apr 2003)
• Afolabi Ogunjimi

  IRN AXO00294

  • [FCA CF] Client dealing (since 10 Sep 2024)
  • [FCA CF] Proprietary trader (since 6 Sep 2024)
  • [FCA CF] Material risk taker (5 Feb 2024 to 10 Sep 2024)
• Alan Ronald Wilson

  IRN ARW01134

  • CF28 Systems and controls (1 Nov 2007 to 14 Aug 2008)
  • CF15 Internal Audit (19 Mar 2007 to 31 Oct 2007)
• Alexander Mark Jablonowski

  IRN AMJ01042

  • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Feb 2002)
  • CF3 Chief Executive (1 Dec 2001 to 14 Feb 2002)
  • CF1 Director (1 Dec 2001 to 14 Feb 2002)
• Ali Chami

  IRN AXC45371

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2019)
  • [FCA CF] Client dealing (since 7 Jan 2019)
  • [FCA CF] Material risk taker (7 Jan 2019 to 4 Sep 2024)
• Andrew Harvey

  IRN AXH02863

  • SMF2 Chief Finance (since 7 Mar 2016)
  • CF28 Systems and controls (8 Dec 2015 to 6 Mar 2016)
• Andrew Norton Chater

  IRN ANC01053

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 5 Jul 2019)
  • CF11 Money Laundering Reporting (20 Dec 2007 to 6 Mar 2016)
• Andrew Reynolds

  IRN AXR32275

  • SMF4 Chief Risk (since 7 Apr 2025)

No changes recorded yet.