Julie James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LGT Wealth Management Limited
FRN 466684
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2025)
LGT Wealth Management UK LLP
FRN 471048
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2025)
LGT Wealth Management US Limited
FRN 585547
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2025)
First Abu Dhabi Bank P.J.S.C. (no longer approved here)
FRN 204680
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Oct 2021 to 3 Aug 2022)
China Construction Bank Corporation London Branch (no longer approved here)
FRN 652628
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jul 2018 to 29 Sep 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.