Jennifer Ann Horsfield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Abu Dhabi Bank P.J.S.C. (no longer approved here)

    FRN 204680

    • SMF16 Compliance Oversight (13 Oct 2017 to 4 Dec 2018)
  • UNION SECURITIES (INTERNATIONAL) LTD (no longer approved here)

    FRN 179394

    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF10 Compliance Oversight (12 Sep 2006 to 23 Dec 2008)
    • CF11 Money Laundering Reporting (12 Sep 2006 to 23 Dec 2008)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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