John Richard Collens

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Abu Dhabi Bank P.J.S.C. (no longer approved here)
FRN 204680
- [FCA CF] Material risk taker (4 Mar 2021 to 22 Jun 2022)
- [FCA CF] Significant management (7 Mar 2020 to 22 Jun 2022)
- SMF22 Other Local Responsibility (21 May 2018 to 27 Feb 2020)
- CF30 Customer (14 Jan 2013 to 15 May 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 17 Dec 2008)
- CF23 Corporate Finance Adviser (24 Aug 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.