Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF18 Other Overall Responsibility (since 8 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 27 Apr 2022)
    • [FCA CF] Client dealing (since 19 Nov 2018)
  • First Abu Dhabi Bank P.J.S.C. (no longer approved here)

    FRN 204680

    • CF30 Customer (29 Sep 2014 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (10 Jun 2013 to 9 Sep 2014)
  • Plurimi Wealth LLP (no longer approved here)

    FRN 466728

    • CF30 Customer (24 Aug 2009 to 29 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.