Mark Darren Waters

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Industrial and Commercial Bank of China Limited (no longer approved here)

    FRN 629629

    • [FCA CF] Material risk taker (13 Apr 2022 to 2 Sep 2024)
    • [FCA CF] Significant management (28 Dec 2020 to 2 Sep 2024)
    • [FCA CF] Client dealing (28 Dec 2020 to 13 Apr 2022)
  • ICBC (London) plc (no longer approved here)

    FRN 222030

    • [FCA CF] Material risk taker (28 Dec 2020 to 2 Sep 2024)
    • [FCA CF] Significant management (28 Dec 2020 to 2 Sep 2024)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (20 Jun 2014 to 17 Jul 2018)
    • CF29 Significant management (25 Feb 2014 to 24 Oct 2017)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • CF30 Customer (20 Jun 2014 to 6 Mar 2016)
    • CF29 Significant management (25 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.