Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ICBC (London) plc
FRN 222030
- [FCA CF] Material risk taker (since 26 Feb 2025)
- [FCA CF] Significant management (since 26 Feb 2025)
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- [FCA CF] Material risk taker (since 26 Feb 2025)
- [FCA CF] Significant management (since 26 Feb 2025)
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- [FCA CF] Client dealing (16 Nov 2016 to 1 Dec 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (29 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.