Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC (London) plc (no longer approved here)

    FRN 222030

    • [FCA CF] Manager of certification employee (13 Apr 2022 to 30 Dec 2022)
    • [FCA CF] Client dealing (3 Jul 2017 to 30 Dec 2022)
  • Industrial and Commercial Bank of China Limited (no longer approved here)

    FRN 629629

    • [FCA CF] Manager of certification employee (13 Apr 2022 to 30 Dec 2022)
    • [FCA CF] Client dealing (3 Jul 2017 to 30 Dec 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (14 Jan 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.