Richard Mark Waite

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Howden Capital Markets Limited
FRN 402258
- CF30 Customer (since 24 Apr 2023)
Howden M&A Limited
FRN 775106
- (14)Employed By (since 24 Apr 2023)
Howden Insurance Brokers Limited (no longer approved here)
FRN 309639
- [FCA CF] Significant management (3 Feb 2021 to 5 Jun 2024)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (24 Apr 2012 to 26 Jan 2016)
Oversea-Chinese Banking Corporation Limited (no longer approved here)
FRN 204687
- CF30 Customer (11 Jun 2008 to 29 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.