Raul Gonzalez

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- [FCA CF] Client dealing (12 May 2021 to 2 Aug 2021)
- CF30 Customer (10 Dec 2009 to 27 Aug 2010)
Oversea-Chinese Banking Corporation Limited (no longer approved here)
FRN 204687
- [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2021)
- CF30 Customer (27 Oct 2015 to 6 Mar 2016)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 16 Sep 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.