Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Zenith Bank (UK) Limited
FRN 451720
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 19 May 2020)
- [FCA CF] Material risk taker (since 19 May 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 19 May 2020)
-
- CF30 Customer (1 Dec 2014 to 4 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.