Oversea-Chinese Banking Corporation Limited

• Principal Place of Business

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530900

  Web

  http://www.ocbc.com

• Complaints Contact

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530947

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Siddhartha Banerjee

  IRN SXB02266

  • [FCA CF] Client dealing (7 Mar 2016 to 1 May 2019)
  • CF30 Customer (8 Mar 2011 to 6 Mar 2016)
• Simon Duprey

  IRN SXD01648

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (11 Jun 2008 to 6 Mar 2016)
• Siu Ming Cheuk

  IRN SMC01242

  • SMF19 Head of Overseas Branch/Head of Overseas (since 7 Mar 2016)
  • CF3 Chief Executive (4 Aug 2014 to 6 Mar 2016)
• Soo Hiok Low

  IRN SHL01021

  • CF11 Money Laundering Reporting (19 Mar 2004 to 30 Mar 2007)
• Stephane Jean Emile Legrand

  IRN SJL01229

  • [FCA CF] Client dealing (22 Aug 2018 to 22 Oct 2021)
• Survinder Singh Chadda

  IRN SXC70557

  • [FCA CF] Material risk taker (since 7 Mar 2016)
• Syed Bashir Ahmad

  IRN SBA01006

  • CF30 Customer (16 Dec 2009 to 31 Jan 2011)
• Sze Ham Roland Ho

  IRN SHH01054

  • SMF22 Other Local Responsibility (3 Aug 2016 to 31 Dec 2016)
  • CF30 Customer (8 Nov 2013 to 6 Mar 2016)
• Thomas Martin Coupe

  IRN TXC70558

  • [FCA CF] Material risk taker (since 7 Mar 2016)
• Tony Michael Collins

  IRN TXC79434

  • [FCA CF] Material risk taker (since 1 May 2024)

• BANK OF SINGAPORE LIMITED, UK BRANCH

  FRN 1038970 · Appointed 1 Sep 2025

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