Siddhartha Banerjee

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2024)
  • Oversea-Chinese Banking Corporation Limited (no longer approved here)

    FRN 204687

    • [FCA CF] Client dealing (7 Mar 2016 to 1 May 2019)
    • CF30 Customer (8 Mar 2011 to 6 Mar 2016)
  • ICICI Bank UK Plc (no longer approved here)

    FRN 223268

    • CF30 Customer (23 Sep 2008 to 4 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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