Date authorised
1 April 2013
Companies House
04663024
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Thomas More Square
    London
    E1W 1YN
    UNITED KINGDOM
    Phone
    +442073755002
  • Complaints Contact

    1 Thomas More Square
    London
    E1W 1YN
    UNITED KINGDOM
    Phone
    +4402073755180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Sudhir

    IRN XXS00015

    • SMF18 Other Overall Responsibility (16 Aug 2021 to 17 Jul 2024)
  • Aarti Sharma

    IRN AXS02440

    • SMF2 Chief Finance (7 Mar 2016 to 11 Aug 2021)
    • CF28 Systems and controls (26 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (26 Nov 2007 to 6 Mar 2016)
  • Abhishek Golchha

    IRN AXG02009

    • CF30 Customer (6 Aug 2010 to 12 Jun 2013)
  • Abhishek Kumar

    IRN AXK01757

    • CF30 Customer (7 Jan 2009 to 20 Aug 2010)
  • Abhishek Roy Choudhary

    IRN AXR00522

    • SMF18 Other Overall Responsibility (6 Jun 2022 to 3 Nov 2023)
  • Aditya Sudhir Munshi

    IRN AXM05826

    • [FCA CF] Material risk taker (since 24 Feb 2026)
  • Ajay Adesh Datt

    IRN AXD01212

    • [FCA CF] Material risk taker (since 24 Feb 2026)
  • Ajay Ahuja

    IRN AXA01724

    • CF30 Customer (1 Nov 2007 to 24 Aug 2008)
    • CF21 Investment Adviser (22 Dec 2006 to 31 Oct 2007)
  • Alan Stanley Collins

    IRN ASC01124

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Oct 2022)
    • CF2 Non Executive Director (23 Jul 2012 to 6 Mar 2016)
  • Alankar Sawai

    IRN AXS02396

    • CF30 Customer (1 Nov 2007 to 22 Jan 2009)
    • CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.