Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derek Calum Philip Lockhart

  IRN DXL77396

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Sep 2025)
• Derek Malcolm Partridge

  IRN DMP00009

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
• Dominic Hereward Davey

  IRN DHD01015

  • CF21 Investment Adviser (1 Mar 2005 to 28 Feb 2007)
• Donna Louise Dickie

  IRN DXD86003

  • [FCA CF] Client dealing (1 Feb 2024 to 27 Mar 2026)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 27 Mar 2026)
• Douglas Johnson

  IRN DXJ01135

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Douglas Martin Claisse

  IRN DMC01073

  • CF2 Non Executive Director (1 Dec 2001 to 31 May 2003)
• Duncan George Jarrett

  IRN DGJ01042

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2026)
  • CF2 Non Executive Director (10 Feb 2017 to 8 Dec 2019)
• Duncan Joseph Butcher

  IRN DJB01333

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Duncan Stuart Tyman

  IRN DST00003

  • CF30 Customer (6 Jun 2008 to 15 Oct 2009)
• Dylan Duane Decland Lawrence

  IRN DDL01010

  • CF30 Customer (1 Nov 2007 to 6 Oct 2009)
  • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Feb 2007 to 13 Jun 2007)

• Annuity Search Ltd (no longer appointed)

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• The Rangers Football Club PLC (no longer appointed)

  FRN 479576 · Appointed 26 Feb 2008 · Until 14 Jul 2009

• Celtic FC Limited (no longer appointed)

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• Vernons Financial Services Limited (no longer appointed)

  FRN 162417 · Appointed 23 Apr 2007 · Until 29 Jan 2008

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  FRN 201215 · Appointed 19 Apr 2007 · Until 29 Jan 2008

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• Gary Sargeant Financial Services Ltd (no longer appointed)

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No changes recorded yet.