Derek Calum Philip Lockhart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited

    FRN 192666

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2025)
    • [FCA CF] Client dealing (since 10 Sep 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 29 Aug 2025)
    • [FCA CF] Client dealing (16 Jan 2023 to 29 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (11 Jun 2020 to 28 Dec 2022)
    • CF30 Customer (5 May 2020 to 28 Dec 2022)
  • DFS Financial Consultancy Ltd (no longer approved here)

    FRN 606556

    • Employed By (5 May 2020 to 28 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.