Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 Dec 2017)
    • CF30 Customer (since 22 Dec 2017)
    • (1)Employed By (since 22 Dec 2017)
    • (1)Employed By (21 Mar 2017 to 20 Dec 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (21 Mar 2017 to 20 Dec 2017)
    • CF30 Customer (26 Jan 2012 to 20 Dec 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (26 Jan 2012 to 20 Apr 2017)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Mar 2005 to 28 Feb 2007)
  • Oury Clark (no longer approved here)

    FRN 100556

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Davey & Weber Independent Financial Advisers Ltd

  2. controlled function added: (1)Employed By at Davey & Weber Independent Financial Advisers Ltd