Origen Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
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Complaints Contact
Origen Financial ServicesAscent 42 Gladiator WayFarnboroughHampshireGU14 6XNUNITED KINGDOM- Phone
- +4403442093000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Edward Alexander De Burgh Galwey
IRN EAD00009
- CF21 Investment Adviser (1 Mar 2005 to 7 Feb 2006)
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Edward Brewer
IRN EXB84466
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Manager of certification employee (since 1 Feb 2024)
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Edward Papworth
IRN EXP01137
- CF30 Customer (8 Sep 2014 to 10 Jun 2015)
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Edward St Clair Kellaway
IRN ESK00002
- CF21 Investment Adviser (1 Mar 2005 to 11 Apr 2005)
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Elaine Batchelor
IRN EXB00043
- CF30 Customer (1 Nov 2007 to 19 Dec 2011)
- CF24 Pension Transfer Specialist (13 Aug 2002 to 5 Oct 2006)
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Eleanor Kim Hutt
IRN EKH01009
- CF30 Customer (6 Feb 2008 to 1 Nov 2012)
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Elisa Marie Climpson
IRN EMT01014
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
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Elizabeth Webb
IRN EJW01043
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
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Ellen Louise Bruno
IRN ELB00009
- CF21 Investment Adviser (1 Mar 2005 to 21 May 2005)
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Elliott Jay Sanders
IRN EJS01052
- CF22 Investment Adviser (Trainee) (11 May 2005 to 17 Feb 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Scotsman Publications Ltd (no longer appointed)
FRN 490987 · Appointed 4 Nov 2008 · Until 26 Feb 2013
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The Rangers Football Club PLC (no longer appointed)
FRN 479576 · Appointed 26 Feb 2008 · Until 14 Jul 2009
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Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 23 Apr 2007 · Until 29 Jan 2008
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Newhall Publications Limited (no longer appointed)
FRN 201215 · Appointed 19 Apr 2007 · Until 29 Jan 2008
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Telegraph Media Group Limited (no longer appointed)
FRN 415487 · Appointed 27 Dec 2006 · Until 26 Feb 2013
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Gary Sargeant Financial Services Ltd (no longer appointed)
FRN 447401 · Appointed 27 Jan 2006 · Until 30 Oct 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.